This session will cover the following:

 

  • What is a Prospectus Offering
  • Parties involved in a Prospectus Offering
  • A Law Clerk’s Role in a Prospectus Offering
  • Types of Prospectuses
  • Process
  • Passport System and Confirmations  
  • Comment Letter Timelines and Filing Deadlines
  • Receipt Rules
  • Certificate Requirements
  • Misrepresentations
  • Personal Information Forms
  • Agent for Service Requirements
  • Prospectus Pre-Filing Procedure
  • Extending the 90-day Deadline to File the Final Prospectus

 

Presented by: Andrea Chabot, Securities Law Clerk | Fasken Martineau DuMoulin LLP

Securities Law CLE - General Prospectus Information

  • April 12, 2022