Recent cases of Prospectus Receipt and Approval Process

Recent decisions and innovative new investment products have brought renewed attention to the criteria for granting and refusing receipts for prospectuses and more broadly, the scope of securities regulators’ public interest mandate in this context. This presentation will explore key considerations in the prospectus receipt and approval process in light of recent trends and cases.

Presented by: Joseph Bricker and Ramandeep Grewal  - Stikeman Elliott

Securities Law CLE

  • November 24, 2020