This session will cover the following:

  • Filing Fee Considerations
  • SEDAR Profile and Access
  • Initial Stock Exchange Submission
  • Ancillary Documents for the Preliminary and/or Pro Forma Filing
  • Determining if a CUSIP Number is needed
  • Comment Period
  • Second Stock Exchange Submission
  • Ancillary Documents for the Final Filing
  • SEDAR Form 6s
  • Making the CUSIP Eligible
  • Final Stock Exchange Submission
  • Pro Forma Deadlines

Presented by: Andrea Chabot, Securities Law Clerk | Fasken Martineau DuMoulin LLP

Securities Law CLE - Investment Funds Prospectuses

  • May 3, 2022