CLE - Securities Registration

Live Session Recording Date: June 12, 2025

This CLE program will cover the following topics:

• Registration as Investment Fund Manager, Exempt Market Dealer and Portfolio Manager (common issues with filing firm and individual applications including exemptions)
• NRD and SEDAR+ filings
• CIRO Overview – Mandate and Delegation effective April 1, 2025

Presented by: Rachel Palozzi and Gordana Beric, Law Clerk,  BLG Beyond AUM Law

CE Credit - 1 hour